UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option | (2) | 07/24/2023 | Common Stock | 5,701 | $ 11.84 | D | |
Restricted Stock Units | (3) | (3) | Common Stock | 213,106 | $ 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Taecker Benjamin S. 2500 PERU DR SPARKS, NV 89437 |
Chief Eng and Opr Officer |
/s/ Judd Merrill, by power of attorney | 08/19/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents 50,000 shares of restricted common stock that are not yet vested and are subject to forfeiture. |
(2) | All options are currently exercisable. |
(3) | Represents 213,106 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest on on the following dates: 58,554 on January 1, 2022, 55,409 on July 1, 2022, 55,409 on January 1, 2023, 21,867 on July 1, 2023 and 21,867 on January 1, 2024, subject to the Reporting Person's continuation of service with the Company. |